Continuing Education
Continuing education for portfolio and ETF implementation
5thN Financial offers practical continuing education in Modern Portfolio Theory, diversification, constraints, computation, and real-world portfolio construction.
Course information
A Practical Application of Modern Portfolio Theory
CE hours
2.5 hours of Products and Practice CE credit under NASAA.
Individual price
$200 per advisor.
Level
Intermediate to advanced, taught by Dr. Fithen.
Course emphasis
The course applies MPT to everyday portfolio questions: how to measure return and risk, diversify holdings, limit turnover, and set constraints. It also covers plotting results and carrying out the calculations.
Firm enrollment and callback request
Firms that currently issue ETFs, or are actively issuing ETFs, may enroll firm members at $10 per person, including the $7.50 FINRA filing fee.
Contact 5thN Financial to arrange firm enrollment. The arrangement includes an additional education session at the firm’s home office, where we discuss how the course applies to ETF construction and portfolio methods. It also gives the team a chance to ask questions about implementation and agree on the terms used in its portfolio work.
Use the form below to request firm enrollment or a callback. Please mention continuing education in your message.
Individual advisor signup
Individual advisors may enroll directly through the 5thN Financial education portal.
Registration notes
Creating an account does not require payment. Payment is requested when entering the course. Refunds may be requested until the final exam is opened.
NASAA disclaimer
NASAA does not endorse any particular CE course provider. Course content and views are those of 5thN Financial and the course author, not necessarily NASAA or its member jurisdictions.